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Beyond the Book
Speech Codes Theory/Ethnography of Communication

Since the early 1980s, a new approach has emerged in the area of intercultural communication—ethnography of communication. Stemming from the sociological work of Dell Hymes (1972), this approach has the aim of providing thick description of a single culture, rather than making predictions of behavior based on culture (or, rather, cultures as representative of underlying variables, such as individualism/collectivism). Hymes developed a framework for studying cultures and began to focus on the “ethnography of speaking.” One of his doctoral students, Gerry Philipsen, imported this approach to communication studies and has been one of the greatest proponents and expositors of this theory. Many today who follow in this line of research were students of Philipsen, who continues to teach at the University of Washington (e.g., Donal Carbaugh, Kristine Fitch, Brad “B.J.” Hall, Tamar Katriel).

An example of Philipsen’s early work in this area is his now-classic study, “Speaking Like a Man in Teamsterville” (1975). In this study, Philipsen lived and worked in an urban Chicago neighborhood which he called Teamsterville. He paid special attention to the communication resources (how communication was used and with whom) among the men who spend time in the local pub. He concluded that communication was, for these men, a resource to be used with status equals, but that various forms of aggressiveness were more the norm for communication with status inferiors (children, wives, outsiders to the community), and mediation by a third party the norm with status superiors (potential bosses, God).

Philipsen, over the period of several years, developed and built upon Hyme’s (1972) framework of ethnography of speaking to various forms of communication and contexts. Others within this approach also applied it to the use of silence (e.g, Braithwaite, 1990). These writers, as they were focusing on uncovering through observation and informal interview, the realities of single cultures, tended to refer to this field as cultural (rather than intercultural or cross-cultural) communication. An example of this type of study appears on the Chapter 3 Website for our text.

Studies often rely either explicitly or implicitly on Hyme’s (1972) SPEAKING framework:
S = Scene: the setting, physical and psychological, where communication takes place
P = Participants: those engaging in a particular genre or type of communication
E = Ends: the motives or reasons the communication takes place
A = Action sequence: the order of events and their coordination
K = Key: the manner or tone of he events
I = Instrumentalities: the language, dialect, or channel of the communication
N = Norms: the rules for appropriate interaction in the particular genre
G = Genre: the type of communication in question (e.g., humor, requests, insults)

As Philipsen (1989, 1992) continued to develop his approach, he elaborated several goals of the research, framed in clearly stated assumptions:
1. The “fundamental axiom that the efficacious resources for creating shared meaning and motivaint coordinated action vary across social groups” (1989, p. 258). That is, each group is distinct in its way of communicating and should be investigated separately.
2. The assumption of coordinated action: People in a group coordinate their action in a way that the patterns make sense to the people of the group and communication runs smoothly.
3. The assumption of particularity in meaning and action: Communities have distinct ways of living out social life, with meanings and behaviors distinct to the culture.
4. The assumption of cultural specificity: Each culture has its own “system of resources for making shared sense and for organizing coordinated action” (1989, p. 260). The resources refer to things such as rules for who can talk to whom and when.

While he believes each culture is unique, Philipsen suggests that after we look at enough individual cultures, we might be able to look for explanations that fit across most cultural studies (but, again, they would be derived inductively, as Braithwaite’s study noted above [1990], in which he looked at ethnographies of many different cultures to find uses of silence that seemed to be appropriate in most or all cultures studied to date].

Most recently, Philipsen has summarized this research and presented many examples of specific studies in the Handbook of International and Intercultural Communication (2nd edition, 2002). He synthesizes the above assumptions into two summary principles: (1) “Every communal conversation bears traces of culturally distinctive means and meanings of communicative conduct” (p. 53); and (2) “Communication is a heuristic and performative resource for performing the culgtural function in the lives of individuals and communities” (p. 59). In sum, quite contrary to many of the theories in Chapter 10 that attempt to provide a system of terms or variables, this perspective seeks to provide an in-depth understanding of a single culture, often in terms of frameworks of rules and meanings surrounding a specific genre or type of behavior, or the meanings surrounding specific terms and types of speaking.

References:
Braithwaite, C. A. (1990). Communicative silence: A cross-cultural study of Basso’s hypothesis. In D. Carbaugh (Ed.), Cultural communication and intercultural contact (pp. 321-327). Hillsdale, NJ: Lawrence Erlbaum.
Hymes, D. (1972). Models of the interaction of language and social life. In J. Gumperz & D. Hymes (Eds.), Directions in sociolinguistics: The ethnography of communication (pp. 35-71). New York: Holt, Rinehart, and Winston.
Philipsen, G. (1975). Speaking “like a man” in Teamsterville: Culture patterns of role enactment in an urban neighborhood. Quarterly Journal of Speech, 61, 13-22.
Philipsen, G. (1989). An ethnographic approach to communication studies. In B. Dervin et al. (Eds.), Rethinking communication (pp.258-268). Newbury Park: Sage
Philipsen, G. (1992). Speaking culturally: Explorations in social communication. Albany, NY: SUNY.
Philipsen, G. (1997). A theory of speech codes. In G. Philipsen & T. Albrecht (Eds.), Developing communication theory. Albany, NY: SUNY.
Philipsen, G. (2002). Cultural communication. In W. B. Gudykunst & M. Mody (Eds.), Handbook of international and intercultural communication (pp. 51-67). Thousand Oaks, CA: Sage.



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